Prudential Statements & Forms

Statements, Guidelines & Forms

The Financial Supervisory Commission has issued a number of Prudential Statements, Guidelines and associated forms. These are:

Banks - Prudential Statements

BPS01 – Bank Licensing   

BPS02 – Capital Adequacy

BPS03 - Credit Risk

BPS04 – Quarterly Return

BPS05 – Audit

BPS06 – Fit and Proper 

BPS07 – Liquidity Risk

BPS08 – Large Exposures

BPS09 - Governance and Risk Management

BPS10 - Operational Risk

BPS11 - Business Continuity Management

BPS12 - Outsourcing

BPS13 - Investment Risk

BPS14 - Related Lending, Activities and Entities

PS 08-2006 – Customer Due Diligence
 

Banks - Forms

BPS Form 1 - Licence Application
BPS Form 2 - Personal Affidavit 
BPS Form 3 - Corporate Declaration
BPS Form 4 - Confidential Financial Statement

Insurance - Prudential Statements

PS 11.1-2009 - Insurance Licensing Requirements – For a Category ‘A’ or ‘C’ Licence  
PS 11.2-2009 - Insurance Licensing Requirements – For a Category ‘B’ Licence  
PS 11.3-2009 - Insurance Licensing Requirements – For an External Insurer  
PS 11.4-2009 - Insurance Licensing Requirements – For an Insurance Intermediary  
PS 11.5-2009 - Insurance Licensing Requirements – For an Insurance Manager  

Insurance - Forms

INL-1 – Application for a Licence to Conduct Business under the Insurance Act 2008  

INL-MGR1 - Application for an insurance manager

INL-2 – Personal Affidavit  
INL-3 – Corporate Declaration Sheet  
INL-4 – Confidential Financial Statement Report  
INL-5 – Appointment of Auditor  

INL-6 - Appointment of Actuary

Captive Insurance - Forms

CINL-1 – Application for a licence
CINL-MGR1 - Application for a captive insurance manager

CINL-2 – Personal affidavit
CINL-3 – Corporate declaration
CINL-4 – Confidential financial statement
General Instructions for Captive Insurance Application Forms

Money-Changing and Remittance Businesses - Prudential Statement

PS 12-2010 - Money-Changing and Remittance Businesses Licensing Requirements

Money-Changing and Remittance Businesses - Forms

MRB-1 - Licence Application under the Money-Changing and Remittance Businesses Act 2009 

MRB-2 – Personal Affidavit 
MRB-3 – Corporate Declaration Sheet 
MRB-4 – Confidential Financial Statement Report 

Trustee Company - Guidelines

Managed Trustee Company Guidelines

Trustee Company - Forms

Form 1 - Trustee company licence application & guidance

Form 2 - Personal Questionnaire

Form 3 - Corporate Declaration

Form 4 - Confidential Financial Statement Report

Registry Practice Memo

Registrar Practice Memoranda (RPM01/2021)