Prudential Statements, Guidelines & Forms
The Financial Supervisory Commission has issued a number of Prudential Statements, Guidelines and associated forms. These are:
Banks - Prudential Statements
BPS09 - Governance and Risk Management
BPS11 - Business Continuity Management
BPS14 - Related Lending, Activities and Entities
PS 08-2006 – Customer Due Diligence
Banks - Forms
BPS Form 1 - Licence Application
BPS Form 2 - Personal Affidavit
BPS Form 3 - Corporate Declaration
BPS Form 4 - Confidential Financial Statement
Insurance - Prudential Statements
PS 11.1-2009 - Insurance Licensing Requirements – For a Category ‘A’ or ‘C’ Licence
PS 11.2-2009 - Insurance Licensing Requirements – For a Category ‘B’ Licence
PS 11.3-2009 - Insurance Licensing Requirements – For an External Insurer
PS 11.4-2009 - Insurance Licensing Requirements – For an Insurance Intermediary
PS 11.5-2009 - Insurance Licensing Requirements – For an Insurance Manager
Insurance - Forms
INL-1 – Application for a Licence to Conduct Business under the Insurance Act 2008
INL-MGR1 - Application for an insurance manager
INL-2 – Personal Affidavit
INL-3 – Corporate Declaration Sheet
INL-4 – Confidential Financial Statement Report
INL-5 – Appointment of Auditor
INL-6 - Appointment of Actuary
Captive Insurance - Forms
CINL-1 – Application for a licence
CINL-MGR1 - Application for a captive insurance manager
CINL-2 – Personal affidavit
CINL-3 – Corporate declaration
CINL-4 – Confidential financial statement
General Instructions for Captive Insurance Application Forms
Money-Changing and Remittance Businesses - Prudential Statement
PS 12-2010 - Money-Changing and Remittance Businesses Licensing Requirements
Money-Changing and Remittance Businesses - Forms
MRB-1 - Licence Application under the Money-Changing and Remittance Businesses Act 2009
MRB-2 – Personal Affidavit
MRB-3 – Corporate Declaration Sheet
MRB-4 – Confidential Financial Statement Report
Trustee Company - Guidelines
Managed Trustee Company Guidelines
Trustee Company - Forms
Form 1 - Trustee company licence application & guidance
Form 2 - Personal Questionnaire
Form 3 - Corporate Declaration
Form 4 - Confidential Financial Statement Report
Registry Practice Memo
Registrar Practice Memoranda (RPM01/2021)